"What is a
voir dire?" An adjuster called me recently to ask
this question.
A voir dire
could be described as "a trial within a trial". In
a civil case a voir dire is generally held for the following
reasons:
1. to determine the admissibility
of disputed evidence;
2. to determine
the competency of a juror or witness;
3. to hear an
application by counsel for one of the parties, to have a witness
declared hostile; or
4. to determine
some other specific issue relating to the trial, such
as the qualifications of an expert witness.
A voir dire
can be a relatively brief, uncomplicated matter, or it can
be a more lengthy complicated hearing lasting several days or
even weeks. Evidence may be presented; expert and lay witnesses
may be called and cross-examined.
During the voir
dire the judge must address the objections which may be
raised by any of the parties concerning the issue in question.
When a trial is
by judge and jury, the judge is the trier of law and the jury
is the trier of fact. Consequently, if a voir dire is
being held to test the admissibility of evidence, the voir
dire is held in the absence of the jury so that if the evidence
is ruled inadmissible, the jury has not heard the evidence.
Once the voir dire has been completed, the jury is recalled
to the court room and the evidence (if it has been ruled admissible)
is presented on the record.
In cases involving
trial by judge alone, the judge acts as both the trier of law
and the trier of fact, and therefore it is impossible to keep
the judge, as the trier of fact, from hearing the evidence if
it is ruled inadmissible. Where this situation arises, however,
the judge is required to completely disregard the evidence.
The voir dire
is the law's practical answer to the reality that it is
necessary for the court to hear or see the evidence, or the
witness, before a ruling on admissibility, competency or hostility
can be made.
An example of a
civil case in which a voir dire was held is McMahon
v. Township of Harvey1, a 1991 decision
of the Ontario Court (General Division). In that case the Plaintiff
sought damages for injuries sustained in a motor vehicle accident.
During the course of trial a question arose as to the admissibility
of a photograph taken after the accident, of the road in the
vicinity where the accident occurred. The Plaintiff wanted the
photograph in evidence to illustrate changes which had been
made by the Defendant Township to improve road conditions since
the accident. The Township objected. Commenting on the necessity
for a voir dire, the trial judge stated as follows:
"I think to make rulings in advance without
really knowing the specific evidence, the admissibility of
which is challenged, is not a very sound way for a judge to
proceed, generally speaking."2
After exploring
the matter on a voir dire, the judge held the photograph
was inadmissible.
The British Columbia
Court of Appeal held in 1992 in Anderson v. District of Maple
Ridge3, that when a party challenges the
admissibility of proposed evidence in a civil trial, it is mandatory
for the trial judge to hold a voir dire during which
the actual evidence is heard.
In that case the
negligence alleged against the Defendant involved the location
of a stop sign and the nature of road markings at an intersection.
The Plaintiff had sustained serious, permanent injuries when
he failed to obey a stop sign and his vehicle collided with
a truck. Several months after the accident the municipality
moved the stop sign closer to the intersection.
At trial the judge
refused to admit any evidence relating to the relocation of
the sign or the consequences of that relocation. A local resident
testified at trial that before the stop sign was moved, he had
seen several accidents at the intersection every year. Had he
been allowed to do so, this witness would also have testified
that several months after the Plaintiffs accident the stop sign
was moved and that since that time there had been no further
accidents; however the Defendant objected to this evidence and
the trial judge, without holding a voir dire, ruled
the evidence inadmissible. Because the trial judge did not hold
a voir dire he did not hear the actual evidence of the
witness.
The Plaintiff’s
action against the municipality was dismissed, and the Plaintiff
appealed. The Court of Appeal was very critical of the trial
judge for failing to hold a voir dire to determine the
admissibility of the evidence. Wood, J.A., for the Court of
Appeal, stated:
"The proper way for the
trial judge to have dealt with this issue would have been
for him to have held a voir dire during which the actual
evidence of the witness could have been heard. Had that been
done the trial judge could have dealt with the matter in other
than a hypothetical manner, and this court would not now be
left to conjecture over either the nature of the evidence
or its true significance."4
The Court of Appeal
canvassed the proposed evidence and the authorities on the issue,
and concluded that the evidence was relevant and that the trial
judge had erred in excluding the evidence at trial. Wood J.
A., further stated as follows:
"... I find it impossible
to conclude that the verdict of the jury would necessarily
have been the same (at trial) if the evidence in question
had been admitted ... it would not be proper for me to speculate
on what effect that evidence might have had on the deliberations
of the jury ... this is not a case where I can say with certainty
that a properly instructed jury acting reasonably would necessarily
have reached the same result in the face of such evidence."5
As a result, the
Court of Appeal set aside the trial judgment and ordered a new
trial.
Ball v. Vincent 6,
is a 1993 decision of the Ontario Court (General Division) in
which the trial judge held a voir dire to determine the
admissibility of surveillance videotapes taken of the Plaintiff.
The Plaintiff had been injured in a motor vehicle accident.
The Plaintiff's counsel objected to the admissibility of the
videotapes on a number of grounds and as a result, the judge
held a voir dire. The voir dire lasted approximately
two days, during which time the tapes were viewed and the private
investigators who took the videotapes testified under oath.
The judge noted
that four criteria must be met if videotapes are to be entered
into evidence:
1. the
tapes must accurately represent the facts;
In conclusion,
the trial judge expressed the view that the videos were relevant
to the core issue in the case - i.e. the injuries sustained
by the Plaintiff, and in particular, the degree and nature of
the Plaintiff's incapacity as a result of those injuries - and
having answered all the Plaintiffs objections, the trial judge
concluded that the videotapes would be admitted into evidence.
Hedley v. Air Canada7,
a1994 decision of the Ontario Court (General Division), related
to the purchase by Air Canada of Gelco Express Limited. Two
civil actions and a criminal prosecution arose out of this transaction.
In the first civil action, Air Canada alleged fraud and misrepresentation
against two former officers of Gelco Express, and the criminal
prosecution arose out of the same allegations against three
officers of Gelco. Air Canada alleged that Gelco and the accused
officers defrauded Air Canada by altering financial statements
and computer tapes, thereby inflating the accounts receivable
figures on Gelco's financial statements by approximately $10
million.
At the outset of
the criminal trial counsel for the accused officers of Gelco
moved for a stay of proceedings, alleging an abuse of process
on the ground that the Crown had failed to make full disclosure
of all relevant information and documents, and had thereby infringed
the accuseds' right to make full answer and defence as protected
by section 7 of the Charter and by the Criminal Code.
A voir dire
was held on the issue. The voir dire lasted twenty-two
days, at the conclusion of which the trial judge stayed the
criminal proceedings on the ground that the Crown had indeed
failed to make full disclosure to the accuseds.
It is interesting
to note that the stay of the criminal proceedings resulted in
the accuseds suing Air Canada, Air Canada's solicitors and accountants,
and the RCMP, claiming damages for malicious prosecution, negligent
prosecution, abuse of process, conspiracy, etc. As a result
of a voir dire that action was stayed pending
disposition of Air Canada's action against the accuseds; the
Court was of the view that if Air Canada was successful in proving
fraud against the accuseds, then the latters' action could not
succeed.
It is hoped that this article
has shed some light on the mysteries of the voir dire.